Rick Ashton
Compliance Manager
Joined LIFT-Financial Group in January 2023.
Professional
I have 16 years experience in financial services, gained from working in various roles including administration, paraplanning, advising and compliance. Whilst increasing my experience within this time, I have progressed through a development framework leading to achieving the CII’s Fellowship/Chartered status. I have an interest in sustainable investing, and I’m keen to develop my knowledge in this growing area.
I am responsible for managing a team of qualified compliance professionals including Compliance Administrators and Compliance Monitoring Officers and I also work closely with the Director of Risk, ensuring that the firm meets all of its regulatory responsibilities and delivers positive outcomes for our clients.
Personal
- Which famous people would you like to have a dinner party with?
- Stephen King, David Attenborough & Arnold Schwarzenegger
- What gives you a LIFT?
- My family
- Favourite city?
- York