Rick Ashton
Compliance Manager

Rick Ashton – Compliance Manager

Joined LIFT-Financial Group in January 2023.


I have 16 years experience in financial services, gained from working in various roles including administration, paraplanning, advising and compliance. Whilst increasing my experience within this time, I have progressed through a development framework leading to achieving the CII’s Fellowship/Chartered status. I have an interest in sustainable investing, and I’m keen to develop my knowledge in this growing area.

I am responsible for managing a team of qualified compliance professionals including Compliance Administrators and Compliance Monitoring Officers and I also work closely with the Director of Risk, ensuring that the firm meets all of its regulatory responsibilities and delivers positive outcomes for our clients.


Which famous people would you like to have a dinner party with?
Stephen King, David Attenborough & Arnold Schwarzenegger
What gives you a LIFT?
My family
Favourite city?

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